RC
RC
Robert Coronel is a registered investment advisor at Morgan Stanley, based in La Jolla, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1111 Prospect Street, La Jolla, CA, 92037
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Regulatory History (11)
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Financial
May 2025Final
Financial
December 2024Final
Financial
January 2021Final
Judgment / Lien
September 2019Financial
August 2019Final
Financial
May 2019Final
Financial
February 2019Final
Judgment / Lien
February 2018Customer Dispute
September 2016Settled
Customer Dispute
November 2006Settled
Customer Dispute
July 2000Closed-No Action
Employment History
Current Registrations
Morgan Stanley
June 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
March 2006 - July 2011 · 5 yrs 4 mos
Wells Fargo Advisors, LLCBroker
March 2006 - July 2011 · 5 yrs 4 mos
Citigroup Global Markets INC.
July 2001 - April 2006 · 4 yrs 9 mos
Citigroup Global Markets INC.Broker
September 1999 - April 2006 · 6 yrs 7 mos
M.L. Stern & CO. INC.Broker
December 1991 - September 1999 · 7 yrs 9 mos
State Registrations13 states
AZCACOHIIDINMEMTNVNYOHTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.