James Beckett is a CFP-designated registered investment advisor, based in Roanoke, VA, with 17 years of industry experience.
Location
10 Franklin Road Se, Roanoke, VA, 24011
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
June 2022 - Present · 3 yrs 11 mos
Truist Advisory Services, INC.
June 2022 - Present · 3 yrs 11 mos
Truist Investment Services, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2021 - July 2021 · 2 mos
UBS Financial Services INC.Broker
August 2000 - September 2004 · 4 yrs 1 mo
UBS Financial Services INC.
August 2000 - September 2004 · 4 yrs 1 mo
J.C. Bradford & CO.Broker
July 1997 - August 2000 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1991 - July 1997 · 6 yrs 3 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.