Matthew Neis
Matthew Neis is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lawrence, KS, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
4910 Corporate Centre Drive, Suite 104, Lawrence, KS, 66047
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Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Matthew is involved with Mark Neis Farms, an agricultural business owned by a family member, since 1998. He also serves as President of the Lawrence Breakfast Cosmos Club, a civic organization, dedicating a few hours per week to conducting meetings and overseeing functions.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.