Rodney Miller
Rodney Miller is a PFS-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lawrence, KS, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
4910 Corporate Centre Drive, Suite 104, Lawrence, KS, 66047
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
Rodney is a board member for the Topeka Metropolitan Transit Authority since 2010, dedicating minimal time. He is also a board member for the Home Builders Association of Topeka since 2024, spending a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.Broker
Piper Jaffray & CO.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Blunt Ellis & Loewi IncorporatedBroker
Firm One Securities, IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.