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Norman Nadeau

30 Years of Experience
Amston, CT
1 DisclosureBrokerSells Insurance

Norman Nadeau is a registered investment advisor at Oneamerica Securities, INC., based in Amston, CT, with 30 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
343 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Amston, CT

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015
Settled
Other Business ActivitiesSells Insurance

Norman sells non-variable insurance products, including fixed life, fixed annuities, health, and property and casualty insurance. He is also an owner/director of Project Feeds, a renewable energy consultant, an independent contractor as a bail enforcement agent for the State of Connecticut, and a self-employed author.

Employment History
Current Registrations
Oneamerica Securities, INC.
October 2012 - Present · 14 yrs
Oneamerica Securities, INC.Broker
October 2012 - Present · 14 yrs
Previous Registrations
New England Securities Corporation
July 2005 - August 2012 · 7 yrs 1 mo
New England SecuritiesBroker
April 2005 - August 2012 · 7 yrs 4 mos
National Planning Corporation ("npc of America" in Fl & Ny)
February 2003 - April 2005 · 2 yrs 2 mos
National Planning CorporationBroker
February 2003 - April 2005 · 2 yrs 2 mos
Washington Square Securities, INC.
March 1999 - February 2003 · 3 yrs 11 mos
Washington Square Securities, INC.Broker
March 1998 - February 2003 · 4 yrs 11 mos
United Securities Group, INC.Broker
March 1996 - September 1997 · 1 yr 6 mos
Metlife Securities INC.Broker
August 1995 - March 1996 · 7 mos
Metropolitan Life Insurance CompanyBroker
August 1995 - March 1996 · 7 mos
State Registrations6 states
CTFLMAMENHVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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