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Eric Williams

23 Years of Experience
Ocala, FL
Broker

Eric Williams is a registered investment advisor at Cetera Investment Advisers LLC, based in Ocala, FL, with 23 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1700 SE 17th St, Ocala, FL, 34471

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Eric is the president of the congregation at St. John Lutheran Church, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
LPL Financial LLC
February 2019 - August 2022 · 3 yrs 6 mos
LPL Financial LLCBroker
February 2019 - August 2022 · 3 yrs 6 mos
Wells Fargo Clearing Services, LLC
March 2017 - February 2019 · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
March 2017 - February 2019 · 1 yr 11 mos
Bb&t Investment Services, INC.
August 2015 - March 2017 · 1 yr 7 mos
Bb&t Investment Services, INC.Broker
August 2015 - March 2017 · 1 yr 7 mos
Invest Financial Corporation
May 2011 - August 2015 · 4 yrs 3 mos
Invest Financial CorporationBroker
May 2011 - August 2015 · 4 yrs 3 mos
LPL Financial LLC
February 2010 - May 2011 · 1 yr 3 mos
LPL Financial LLCBroker
February 2010 - May 2011 · 1 yr 3 mos
Thrivent Investment Management INC.
January 2009 - March 2010 · 1 yr 2 mos
Thrivent Investment Management INC.Broker
September 2006 - March 2010 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1991 - January 1995 · 3 yrs 9 mos
State Registrations10 states
ALCAFLGAILKSOHPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Williams - Financial Advisor | TrueAdvisor