Kevin Klein is a registered investment advisor at Lis INC, based in Urbandale, IA, with 18 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 54 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LIS Inc. charges an annual management fee ranging from 0.80% to 1.5% of your account value, with many accounts charged at 1% per year. The fee is deducted from your account at the beginning of each month, based on the account balance at the end of the previous month. Initial consultations and ongoing advice are included in this monthly fee.
Location
Urbandale, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is a licensed life insurance agent, dedicating minimal time to this activity. He also coaches girls' basketball at Perry High School, spending about a quarter of his time on this role.
Employment History
Current Registrations
Lis INC
Previous Registrations
RIA Advisory Group, LLC
Northwest Wealth Management, LLC
Ameriprise Financial Services, INC.
Ameriprise Advisor Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.