David Riley
David Riley is a registered investment advisor at LPL Financial LLC, based in Port St. Lucie, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2100 NW Courtyard Cir, Port St. Lucie, FL, 34986
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2005Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Equitable Advisors, LLCBroker
Equitable Advisors, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
PNC Investments
PNC InvestmentsBroker
Red Capital Markets, INC.Broker
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Invest Financial CorporationBroker
CUNA Brokerage Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.