David Riley
David Riley is a registered investment advisor at LPL Financial LLC, based in Port St. Lucie, FL, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2100 NW Courtyard Cir, Port St. Lucie, FL, 34986
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2005Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Cuso Financial Services, L.P.
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State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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