Thomas Cooper
Thomas Cooper is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Marathon, FL, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
11290 Overseas Hwy, Marathon, FL, 33050
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2009Customer Dispute
September 2008Customer Dispute
February 1996Other Business Activities
Thomas is employed by Centennial Bank since 2018. This investment-related activity takes approximately 60 hours per month.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Investment Professionals, INC.Broker
Investment Professionals, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Regions Investment Company, INC.Broker
Jmc Investment Services, INC.Broker
First Tennessee Brokerage, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.