KV
KV

Kit Vick

35 Years of Experience
The Woodlands, TX
1 DisclosureBroker

Kit Vick is a registered investment advisor at Wells Fargo Advisors, based in The Woodlands, TX, with 35 years of industry experience. Kit is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX, 77380

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History

Regulatory History (1)
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Criminal
July 2014
Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2003 - Present · 23 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - Present · 23 yrs 3 mos
Previous Registrations
Prudential Securities Incorporated
August 1996 - July 2003 · 6 yrs 11 mos
Prudential Securities IncorporatedBroker
August 1996 - July 2003 · 6 yrs 11 mos
Painewebber IncorporatedBroker
February 1992 - August 1996 · 4 yrs 6 mos
D. E. Wine Investments INC.Broker
March 1991 - February 1992 · 11 mos
State Registrations18 states
AZCACOFLGAHIKYLAMOMSNCNVORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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