James Michaels
James Michaels is a registered investment advisor at Arkadios Wealth Advisors, based in Denver, CO, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K+ | 1.50% |
Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.
Fee Estimator
Location
1101 E Bayaud Ave, Apt 1509, Denver, CO, 80209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the President of Rocky Mountain Wealth Management, Inc., where he consults on business management and growth, and insurance sales. He also works as an Investment Advisor Representative/Financial Planner for Everest Financial Group, spending about 10-20% of his time offering asset management, financial planning, and financial advisory services.
Employment History
Current Registrations
Arkadios Capital
Arkadios Wealth Advisors
Arkadios CapitalBroker
Previous Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Everest Financial Group
Securities America, INC.Broker
Linsco/private Ledger CORP.Broker
Royal Alliance Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations14 states
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