Carlos Lozano is a registered investment advisor at UBS Financial Services INC., based in Mcallen, TX, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1700 South 10th Street, Paseo Plaza Shopping Center, Mcallen, TX, 78503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carlos is the sole manager of Neptune Enterprises LLC, a real estate business, since 2016. He also has a 33% investment in Blue Stellar Enterprises LLC, another real estate business, since 2019, where he oversees activities on weekends.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.
Previous Registrations
UBS International INC.
UBS International INC.Broker
UBS Painewebber INC.Broker
UBS Painewebber INC.
Chase Securities of Texas, INC.Broker
Investment Professionals, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mowell Financial Group, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.