WH
WH
William Hutchingson
27 Years of Experience
New Hyde Park, NY
2 DisclosuresBroker
William Hutchingson is a registered investment advisor at Cetera Investment Advisers LLC, based in New Hyde Park, NY, with 27 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
697 B Hillside Ave, New Hyde Park, NY, 11040
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2023Settled
Customer Dispute
September 2023Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Investment Services LLCBroker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Infinex Investments, INC.Broker
July 2016 - December 2017 · 1 yr 5 mos
Essex National Securities, LLCBroker
November 2015 - July 2016 · 8 mos
Hsbc Securities (USA) INC.Broker
September 2012 - September 2015 · 3 yrs
Park Avenue Securities LLCBroker
January 2011 - August 2012 · 1 yr 7 mos
S.J. Levinson & Sons LLCBroker
February 2008 - February 2010 · 2 yrs
Jnk Securities CORP.Broker
July 2001 - February 2008 · 6 yrs 7 mos
Salomon Smith Barney INC.Broker
March 1997 - July 2001 · 4 yrs 4 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.