WB
WB

William Beatty

34 Years of Experience
Portland, OR
1 DisclosureBroker

William Beatty is a registered investment advisor at UBS Financial Services INC., based in Portland, OR, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

760 SW 9th Ave, Suite 2450, Portland, OR, 97205

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History

Regulatory History (1)
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Customer Dispute
September 2009
Award / Judgment
Other Business Activities

William is involved in several outside business activities, including producing jazz CDs, real estate ventures (B&B Pacific LLC and Destiny 25), Fernbrook Vineyards LLC (growing wine grapes), 3252 Holdings (HOA of recreational housing development), Christ Church Parish (investment oversight), and the OHSU Foundation Gift Planning council. These activities require minimal time commitment, except for Destiny 25, where he advises his wife.

Employment History
Current Registrations
UBS Financial Services INC.
May 2011 - Present · 15 yrs 2 mos
UBS Financial Services INC.
January 2011 - Present · 15 yrs 6 mos
UBS Financial Services INC.Broker
January 2011 - Present · 15 yrs 6 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Citigroup Global Markets INC.
January 2005 - June 2009 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2005 - June 2009 · 4 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 1998 - January 2005 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1991 - January 2005 · 13 yrs 9 mos
State Registrations36 states
AKAZCACOCTDEFLGAHIIDILINKSKYMAMDMEMIMNMOMTNCNJNVNYOHORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Beatty - Financial Advisor | TrueAdvisor