Michael Hearn
Michael Hearn is a registered investment advisor at Genesee Capital Advisors, LLC, based in Auburn, NY, with 34 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 557 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Genesee Capital Advisors' investment management fees range from 0.05% to 1.75% annually, based on factors like the complexity of services, the amount of assets managed, and the overall client relationship. Fees are paid quarterly, in advance, based on the value of your portfolio at the end of the previous quarter. Fees may be negotiable.
Location
46 South Street, Auburn, NY, 13021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an advisory board member for the Skaneateles Lake Association, a non-profit, dedicating minimal time. He is also an insurance agent since 2013, selling insurance and fixed annuities, dedicating minimal time.
Employment History
Current Registrations
Genesee Capital Advisors, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.