Robert Gardner
Robert Gardner is a ChFC-designated registered investment advisor at Ip Financial Advisory Services LLC, based in Charlotte, NC, with 34 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (3)
Regulatory
August 2022Customer Dispute
October 2018Criminal
February 1976Other Business ActivitiesSells Insurance
Robert is an owner and investment advisor representative at WSG Partners, LLC, providing financial planning, advisory, and insurance services. This activity takes nearly full-time hours.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Previous Registrations
Gradient Advisors, LLC
Ip Financial Advisory Services LLC
Wsg Advisors, LLC
Envision Investment Advisors, LLC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Ssn Advisory, INC.
Securities Service Network, INC.Broker
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Walnut Street Securities, INC.Broker
Sunset Financial Services, INC.Broker
1717 Capital Management CompanyBroker
Banner Financial Services GroupBroker
Chubb Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.