JM
JM

James Miller

34 Years of Experience
Clive, IA
Broker

James Miller is a registered investment advisor at Raymond James & Associates, INC., based in Clive, IA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13137 University Ave, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2014 - Present · 11 yrs 10 mos
Raymond James & Associates, INC.
July 2014 - Present · 11 yrs 10 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - August 2014 · 8 yrs
UBS Financial Services INC.
August 2006 - August 2014 · 8 yrs
Piper Jaffray & CO.
April 2000 - August 2006 · 6 yrs 4 mos
Piper Jaffray & CO.Broker
March 2000 - August 2006 · 6 yrs 5 mos
Dain Rauscher IncorporatedBroker
March 1998 - April 2000 · 2 yrs 1 mo
Dain Rauscher IncorporatedBroker
May 1991 - March 1998 · 6 yrs 10 mos
State Registrations26 states
AKALARAZCACOFLGAIAIDILINMNMONCNDNENJNVORRISDTXUTWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.