CU
CU

Cary Edward Urich

34 Years of Experience
5 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
50 advisors
Number of Clients
4,821 clients
Average Client Portfolio
$269K average
Assets Under Management
$1.3B

Fee Structure

Minimum Annual Fee:$90
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Location

125 Froehlich Farm Blvd., Woodbury, NY, 11797

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2025
Customer Dispute
June 2024
Settled
Customer Dispute
July 2022
Settled
Employment Separation After Allegations
October 2010
Employment Separation After Allegations
September 2010
Other Business ActivitiesSells Insurance

Cary is an insurance agent selling fixed annuities, MYGAs, equity indexed annuities, and life insurance, dedicating about 10-20% of his time. He is also a partner at StreamLine Asset Management, LLC, spending nearly full-time on marketing and minimal time on payroll duties, and the president of EM-Greenville, dedicating minimal time to leading board meetings.

Employment History
Current Registrations
Consolidated Portfolio Review CORP
May 2025 - Present · 9 mos
Vanderbilt Advisory Services
January 2024 - Present · 2 yrs 1 mo
Vanderbilt Securities, LLCBroker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited Partner
September 2017 - December 2023 · 6 yrs 3 mos
United Planners' Financial Services of America a Limited PartnerBroker
September 2017 - December 2023 · 6 yrs 3 mos
H. Beck, INC.
November 2010 - September 2017 · 6 yrs 10 mos
H. Beck, INC.Broker
November 2010 - September 2017 · 6 yrs 10 mos
Raymond James Financial Services Advisors, INC
October 2010 - October 2010 · 0 mos
Raymond James Financial Services, INC.Broker
October 2010 - October 2010 · 0 mos
J.J.B. Hilliard, W.L. Lyons, LLC
June 2003 - October 2010 · 7 yrs 4 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
May 2001 - October 2010 · 9 yrs 5 mos
Quick & Reilly, INC.Broker
March 1993 - June 2001 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1991 - December 1992 · 1 yr 9 mos
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Cary Edward Urich - Financial Advisor | TrueAdvisor