Rodney Nishikawa
Rodney Nishikawa is a registered investment advisor at Rmc Financial Advisors, LLC, based in Davis, CA, with 34 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 151 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RMC Financial Advisors charges a negotiable annual fee for managing your money, ranging from 0.5% to 2% of your account. The exact percentage depends on the size and complexity of your account. This fee is paid quarterly at the end of each quarter.
Location
2744 Del Rio Place, Suite 100, Davis, CA, 95618
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2001Other Business Activities
Rodney is a co-trustee for the Y & S Nishikawa 1996 Trust, an IAR for RMC Financial Advisors, and the CEO of Nishikawa Farms, Inc., which is involved in real estate. These activities are investment-related.
Employment History
Current Registrations
Rmc Financial Advisors, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.