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Dan Barish

Dib Investment Management LLC
34 Years of Experience
Farmington Hills, MI
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Dan Barish is a registered investment advisor at Dib Investment Management LLC, based in Farmington Hills, MI, with 34 years of industry experience. Dan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.

Dib Investment Management LLC
Compensation
Commission-Based
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.00%
$1M+1.00%

Fees are negotiable for accounts over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

31313 Northwestern Hwy, #205, Farmington Hills, MI, 48334

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2006
Final
Customer Dispute
January 2005
Denied
Customer Dispute
October 2004
Denied
Employment Separation After Allegations
August 2004
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dan is involved with fixed insurance and DIB Investment Management, a Registered Investment Advisor (RIA). The filing does not specify the time commitment for these activities.

Employment History
Current Registrations
Dib Investment Management LLC
January 2015 - Present · 11 yrs 9 mos
Lasalle St Securities, L.L.C.Broker
September 2004 - Present · 22 yrs 1 mo
Previous Registrations
Fimco Securities Group, INC.Broker
September 1993 - March 1994 · 6 mos
Comerica SecuritiesBroker
February 1993 - September 2004 · 11 yrs 7 mos
USA Financial Group, INC.Broker
April 1991 - July 1992 · 1 yr 3 mos
State Registrations17 states
ARCACTFLILKSKYMIMNNCNJNYOHSCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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