Douglas Callen is a CFP, ChFC-designated registered investment advisor at B.B. Graham & Company, INC., based in Orange, CA, with 27 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
1700 W Katella Ave, Orange, CA, 92867
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Douglas is involved with Connexien, LLC, consulting to the investment-related industry, dedicating minimal time. He also serves as an industry arbitrator for FINRA and the NFA.
Employment History
Current Registrations
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Dfc Investor Services
Dfc Investor ServicesBroker
Wm Financial Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.