Bruce Graham
Bruce Graham is a registered investment advisor at B.B. Graham & Company, INC., based in Orange, CA, with 31 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 427 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.99% |
Annual advisory fee is negotiated based on a percentage of investable assets, not to exceed 2.99%. Current client relationships may have higher or lower fees.
Fee Estimator
Location
1700 W Katella Ave, Orange, CA, 92867
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2006Customer Dispute
December 2003Customer Dispute
October 2003Customer Dispute
February 2001Customer Dispute
February 1998Customer Dispute
January 1997Other Business Activities
Bruce is the 100% owner of Graham Advisory & Company, a fee-based advisory business, dedicating about 10-20% of his time. He also owns 1700 Katella LLC, ECG Aviation, Historic Aircraft Preservation, and Graham Air Storage, spending minimal time on each, and these are not securities related.
Employment History
Current Registrations
B.B. Graham & Company, INC.
Graham & CO. Advisory, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
Interfirst Capital CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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