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Johnthomas Cumbow

24 Years of Experience
Jacksonville, FL
1 DisclosureBroker

Johnthomas Cumbow is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 24 years of industry experience. Johnthomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

50 North Laura Street, Suite 2000, Jacksonville, FL, 32202

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History

Regulatory History (1)
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Customer Dispute
January 2009
Denied
Other Business Activities

Johnthomas owns rental property in Jacksonville, Florida, but dedicates no time during trading hours. He also serves as a board member for Odom Beachs Tree Service and as an assistant football coach at Episcopal School of Jacksonville, dedicating a few hours per week to coaching.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2002 - April 2007 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
May 2002 - April 2007 · 4 yrs 11 mos
State Registrations47 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTVirgin IslandsWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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