BJ
BJ

Barbara Jaffe

47 Years of Experience
Jacksonville, FL
1 DisclosureBroker

Barbara Jaffe is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

50 North Laura Street, Suite 2000, Jacksonville, FL, 32202

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1988
Settled
Other Business Activities

Barbara is a partner in Jaffee Group Partnership and VP, Secretary, and Treasurer of American Advertising, a holding company. She also has ownership in SLG LLC and Sidlo Family Limited Partnership, both related to real estate, and is a director for multiple family foundations, dedicating minimal time to these activities.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2008 - June 2009 · 7 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
Wachovia Securities, LLC
July 2003 - September 2008 · 5 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2008 · 5 yrs 2 mos
Prudential Securities Incorporated
January 1986 - July 2003 · 17 yrs 6 mos
Prudential Securities IncorporatedBroker
February 1979 - July 2003 · 24 yrs 5 mos
State Registrations37 states
ALAZCACOCTDCDEFLGAIDILINKYMAMDMIMNMONCNHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barbara Jaffe - Financial Advisor | TrueAdvisor