Julia Wan
Julia Wan is a registered investment advisor at UBS Financial Services INC., based in San Francisco, CA, with 29 years of industry experience. Julia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
555 California Street, 33rd Floor, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2000Other Business Activities
Julia is the proprietor/owner of a real estate rental property held in The C.Y.J.W. Revocable Trust DTD 11/20/2006. This activity is investment-related.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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