NF
NF

Norma Forkeutis

31 Years of Experience
Latham, NY
Broker

Norma Forkeutis is a registered investment advisor at Morgan Stanley, based in Latham, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1212 Troy Schenectady Road, Latham, NY, 12110

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Norma is involved with two trusts in New York since 2014. These activities are investment-related and take minimal time.

Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 6 mos
Morgan StanleyBroker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
May 2001 - November 2010 · 9 yrs 6 mos
UBS Financial Services INC.Broker
March 1998 - November 2010 · 12 yrs 8 mos
Smith Barney INC.Broker
March 1995 - March 1998 · 3 yrs
State Registrations28 states
ARAZCACOCTDCDEFLGAILKYLAMAMDMEMONCNHNJNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.