JB
JB

John Bradley

34 Years of Experience
Miamisburg, OH
3 DisclosuresBroker

John Bradley is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Miamisburg, OH, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

10170 Penny Lane, 1st Floor, Miamisburg, OH, 45342

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2019
Regulatory
April 2017
Final
Customer Dispute
June 2006
Denied
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2019 - Present · 7 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
August 2000 - March 2019 · 18 yrs 7 mos
UBS Financial Services INC.Broker
August 2000 - March 2019 · 18 yrs 7 mos
J.C. Bradford & CO.Broker
August 1992 - August 2000 · 8 yrs
Painewebber IncorporatedBroker
August 1991 - August 1992 · 1 yr
State Registrations38 states
ALAZCACOCTDCDEFLGAHIIAIDILINKYMAMDMIMNMOMSMTNCNDNHNMNVNYOHPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.