Paul Denu is a registered investment advisor at Usi Advisors, based in New York, NY, with 34 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,353 clients with $56B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
72 advisors
IM Fee
Planning only
Assets Under Management
$56.3B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
600 Third Avenue, Third Floor, New York, NY, 10016
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2000Final
Employment History
Current Registrations
Usi Advisors
September 2001 - Present · 25 yrs 1 mo
Usi Securities, INC.
July 2000 - Present · 26 yrs 3 mos
Usi Securities, INC.Broker
July 2000 - Present · 26 yrs 3 mos
Previous Registrations
Aetna Investment Services, INC.Broker
February 1994 - July 2000 · 6 yrs 5 mos
Allmerica Investments, INC.Broker
July 1991 - October 1993 · 2 yrs 3 mos
State Registrations6 states
DCFLMDNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Joshua Bronstein, CFANeuberger Berman Bd LLC
- Daniel Silver, CFACibc Private Wealth Advisors, INC.
- Peter May, CFPHfh Planning INC.
- Joshua Rubin, CFPNerdwallet Wealth Partners, LLC
- Karen Felmly, CFPMorgan Stanley
- David Weigel, CFPWeigelfam