Mark Diebold
Mark Diebold is a registered investment advisor at LPL Enterprise, LLC, based in Orchard Park, NY, with 34 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
6455 Lake Avenue, Suite D, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History (2)
Financial
December 2018Customer Dispute
June 2005Other Business ActivitiesSells Insurance
Mark is involved in sales and service of insurance and investments through Longevity Wealth Partners LLC, a DBA for his LPL business. This activity takes more than full-time hours.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Leaders Group, INC.Broker
Lincoln Financial Distributors, INC.Broker
The Leaders Group, INC.Broker
Lincoln Financial Distributors, INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.