Phillip Tronolone
Phillip Tronolone is a registered investment advisor at LPL Enterprise, LLC, based in Orchard Park, NY, with 21 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
3085 Southwestern Boulevard, Suite 200, Orchard Park, NY, 14127
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Regulatory History (1)
Customer Dispute
November 2015Other Business Activities
Phillip is involved with Harbor Media LLC, an advertising agency, dedicating a few hours per week to non-security trading and minimal time to trading. He also volunteers as a Democratic Committeeman and provides notary services on an as-needed basis.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
New England SecuritiesBroker
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
Securities America, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.