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Barry Mitchell

Next Level Private LLC
38 Years of Experience
Harrison, NY
4 DisclosuresSells Insurance
View SEC Summary
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Barry Mitchell is a registered investment advisor at Next Level Private LLC, based in Harrison, NY, with 38 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 841 clients with $1.4B in assets under management.

Next Level Private LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
841 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual investment advisory fees range from 1.00% to 1.50% based on the scope and complexity of services, asset level, and overall relationship. Fees are negotiable at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Mamaroneck Avenue, Suite 501, Harrison, NY, 10528

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
March 2008
Denied
Customer Dispute
October 2002
Denied
Customer Dispute
August 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Barry is a licensed insurance professional at the same address as his advisory business, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Next Level Private LLC
October 2021 - Present · 5 yrs
Previous Registrations
UBS Financial Services INC.
November 2011 - September 2021 · 9 yrs 10 mos
UBS Financial Services INC.Broker
November 2011 - September 2021 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2003 - November 2011 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - November 2011 · 8 yrs 2 mos
Wachovia Securities, LLC
March 2003 - October 2003 · 7 mos
Wachovia Securities, LLCBroker
October 1999 - October 2003 · 4 yrs
First Union Capital Markets CORP.Broker
September 1999 - October 1999 · 1 mo
Dean Witter Reynolds INC.Broker
July 1997 - December 1999 · 2 yrs 5 mos
Oppenheimer & CO., INC.Broker
August 1988 - July 1997 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - August 1988 · 5 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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