MG
MG
Marshall Grant
34 Years of Experience
Incline Village, NV
2 DisclosuresBroker
Marshall Grant is a registered investment advisor at Morgan Stanley, based in Incline Village, NV, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
917 Tahoe Boulevard, Suite 200, Incline Village, NV, 89451
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2021Denied
Customer Dispute
July 1998Denied
Employment History
Current Registrations
Morgan StanleyBroker
April 2022 - Present · 4 yrs 1 mo
Morgan Stanley
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - April 2022 · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - April 2022 · 18 yrs 9 mos
Prudential Securities Incorporated
May 1999 - July 2003 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
May 1999 - July 2003 · 4 yrs 2 mos
Salomon Smith Barney INC.Broker
November 1994 - April 1999 · 4 yrs 5 mos
Painewebber IncorporatedBroker
July 1993 - November 1994 · 1 yr 4 mos
Westmark Securities CorporationBroker
September 1991 - February 1993 · 1 yr 5 mos
Cuchara Resources, INC.Broker
May 1991 - August 1991 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.