John Clark is a CFP-designated registered investment advisor at Waypoints Financial, based in Sebring, FL, with 34 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 398 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Waypoints Financial manages client accounts through a wrap fee program. This program charges a single, bundled fee that covers portfolio management, custodial services, and transaction costs. The exact fee is negotiable, but will not exceed 1.60% of the assets managed. The fee is calculated monthly, in arrears, based on the portfolio's value on the 15th of the month.
Location
149 East Center Avenue, Sebring, FL, 33870
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2009Customer Dispute
January 2003Customer Dispute
April 2000Other Business Activities
John owns Mirkwood Farms LLC, a cattle ranch, since 2011, dedicating about half of his time to typical cattle ranch operations. He also manages 149 E Center LLC, a commercial real estate venture, spending minimal time collecting rent and paying expenses.
Employment History
Current Registrations
Waypoints Financial
Previous Registrations
Wfg Advisors, LP
Wfg Investments, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.