William Nagy
William Nagy is a registered investment advisor at Silver Oak Securities, INC., based in Florence, KY, with 34 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
7310 Turfway Road, Suite 550, Florence, KY, 41042
Get directionsHistory
Regulatory History (7)
Customer Dispute
November 2004Customer Dispute
June 2004Customer Dispute
September 2002Employment Separation After Allegations
September 2002Regulatory
December 2001Customer Dispute
April 1996Customer Dispute
October 1994Other Business ActivitiesSells Insurance
William is involved in independent insurance sales, earning commissions on a part-time basis, dedicating a few hours per week. He also conducts financial services business through New Financial Concepts, Inc.
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
The O.N. Equity Sales CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.