Ryan Pitts
Ryan Pitts is a CFP-designated registered investment advisor at Silver Oak Securities, INC., based in Florence, KY, with 17 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
75 Cavalier Blvd Ste. 316, Florence, KY, 41042
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ryan is an insurance agent selling various insurance products since 2009 and a property & casualty agent since 2013, dedicating about 10-20% of his time. He is also the owner of Retirement Security Group, spending nearly full-time hours on it, and a partner in Next Level at Norris Lake, LLC, spending a few hours per week. Additionally, Ryan is a committee member of the Northern Kentucky Chamber of Commerce (minimal time) and a board member of COVE Federal Credit Union (minimal time).
Employment History
Current Registrations
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations6 states
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