Brian Tracey is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Mack Center Iv, South 61, Paramus Road, Paramus, NJ, 07652
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Regulatory History (2)
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Customer Dispute
September 1999Settled
Judgment / Lien
February 1988Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 4 mos
Morgan StanleyBroker
March 2014 - Present · 12 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - March 2014 · 6 yrs 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2006 - December 2006 · 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1999 - January 2005 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1993 - March 2014 · 20 yrs 6 mos
Rickel & Associates, INC.Broker
April 1991 - August 1993 · 2 yrs 4 mos
State Registrations24 states
ALARAZCACOCTFLGAILMAMDNCNJNVNYOHPAPRSCTXUTVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.