SP
SP
Sergio Piccinich is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2004Closed-No Action
Customer Dispute
July 2001Denied
Other Business Activities
Sergio is the trustee for a trust that owns a rental property in Bergenfield, NJ, since 2006. This activity is investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 2007 - June 2009 · 1 yr 8 mos
Citigroup Global Markets INC.
October 2007 - June 2009 · 1 yr 8 mos
A. G. Edwards & Sons, INC.
October 2003 - October 2007 · 4 yrs
A. G. Edwards & Sons, INC.Broker
July 1997 - October 2007 · 10 yrs 3 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
January 1993 - July 1997 · 4 yrs 6 mos
State Registrations37 states
ALARAZCACOCTDCDEFLGAIDILKSKYMAMDMEMIMNMOMSNCNHNJNMNYOHOKORPARISCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.