John Carroll
John Carroll is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Manchester By the Sea, MA, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
40 Beach Street, Suite 202, Manchester By the Sea, MA, 01944
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a trustee for his parent's trust, dedicating minimal time. He also has 60% ownership in The B C D Group LLC and 100% ownership in JHC Financial Inc, dedicating full-time hours to each.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney INC.Broker
Dunhill Equities, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations31 states
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