RR
CFP
RR
CFP

Richey Rogers

30 Years of Experience
Midland, TX
Broker

Richey Rogers is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Midland, TX, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2020 West Cuthbert Ave, Midland, TX, 79701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2026 - Present · 6 mos
Raymond James Financial Services Advisors, INC
January 2026 - Present · 6 mos
Previous Registrations
LPL Financial LLCBroker
May 2025 - December 2025 · 7 mos
LPL Financial LLC
May 2025 - December 2025 · 7 mos
Cuso Financial Services, L.P.
June 2024 - May 2025 · 11 mos
Cuso Financial Services, L.P.Broker
June 2024 - May 2025 · 11 mos
The Leaders Group, INC.Broker
March 2022 - June 2024 · 2 yrs 3 mos
Sealy Investment Securities, LLCBroker
December 2019 - July 2020 · 7 mos
Ptx Securities, LLCBroker
November 2014 - December 2019 · 5 yrs 1 mo
Locorr Distributors, LLCBroker
March 2014 - November 2014 · 8 mos
Sammons Financial Network, LLCBroker
January 2012 - February 2013 · 1 yr 1 mo
Hartford Life Distributors, LLCBroker
August 1994 - January 2011 · 16 yrs 5 mos
Principal Financial Securities,inc.Broker
October 1993 - July 1994 · 9 mos
Fidelity Investments Institutional Services Company, INC.Broker
April 1993 - October 1993 · 6 mos
Fidelity Brokerage Services, INC.Broker
June 1991 - April 1993 · 1 yr 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.