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CFP
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CFP

Stefan Faria

Ashton Thomas Securities, LLC
4 Years of Experience
Midland, TX
Broker
View SEC Summary
View SEC Summary

Stefan Faria is a CFP-designated registered investment advisor at Ashton Thomas Securities, LLC, based in Midland, TX, with 4 years of industry experience. Stefan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,282 clients with $1.9B in assets under management.

Ashton Thomas Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
72 advisors
Number of Clients
2,282 clients
Average Client Portfolio
$815K average
Assets Under Management
$1.9B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Maximum annual advisory fees vary by program: FB1 up to 1.50%, FB2 up to 1.25%, FB3 up to 1.00%, Managed ETF up to 1.50%, Morningstar Portfolios up to 1.50%, and AS8/AS9/Non-wrap/Wrap programs up to 2.99%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

415 W Wall Street, Suite 2120, Midland, TX, 79701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stefan has 50% ownership in MSP Family1 LLC, a family LLC operating an Amazon e-commerce store. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Ashton Thomas Securities, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Ashton Thomas Private Wealth
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Advisors
December 2022 - June 2024 · 1 yr 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2022 - June 2024 · 1 yr 10 mos
State Registrations10 states
ARCACOFLMDMINVTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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