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Scott Kelley

Integrity Alliance, LLC
35 Years of Experience
San Ramon, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Kelley is a ChFC-designated registered investment advisor at Integrity Alliance, LLC, based in San Ramon, CA, with 35 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.

Integrity Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
10,885 clients
Average Client Portfolio
$497K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M1.00%
$3M+0.50%

Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2633 Camino Ramon, Suite 452, San Ramon, CA, 94583

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is a licensed independent insurance agent since 1991, focusing on sales and management, which takes about half of his time. Scott also owns Pacific Atlantic, LLC, an investment property, and spends minimal time reviewing financial documents and making decisions on property updates.

Employment History
Current Registrations
Integrity Alliance, LLC
October 2025 - Present · 1 yr
Integrity Alliance, LLC.Broker
October 2025 - Present · 1 yr
Brooker Wealth Management
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Lion Street Financial, LLCBroker
August 2019 - November 2025 · 6 yrs 3 mos
Lion Street Advisors, LLC
August 2019 - November 2025 · 6 yrs 3 mos
Ameritas Investment CORP.Broker
June 2006 - August 2019 · 13 yrs 2 mos
Ameritas Investment CORP
June 2006 - August 2019 · 13 yrs 2 mos
Carillon Investments, INC
January 2001 - June 2006 · 5 yrs 5 mos
Carillon Investments, INC.Broker
October 1998 - June 2006 · 7 yrs 8 mos
Sentra Securities CorporationBroker
June 1991 - October 1998 · 7 yrs 4 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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