Brian Long
Brian Long is a registered investment advisor at Prospera Financial Services, INC., based in Wildwood, MO, with 34 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
Wildwood, MO
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2019Employment Separation After Allegations
May 2002Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Brian owns St. Louis Financial Group, LLC, dedicating his full time to financial planning. He also runs St. Louis Tax & Accounting Services LLC, a tax preparation business, and is licensed with United Health Care to sell Medicare supplement plans, as well as working as a freelance model, dedicating minimal time to the activity.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Cutter & Company, INC.
Cutter & Company, INC.Broker
Ffp Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Walnut Street Securities, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.