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Brian Long

Prospera Financial Services, INC.
35 Years of Experience
Wildwood, MO
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Long is a registered investment advisor at Prospera Financial Services, INC., based in Wildwood, MO, with 35 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Wildwood, MO

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2019
Pending
Employment Separation After Allegations
May 2002
Customer Dispute
December 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian owns St. Louis Financial Group, LLC, dedicating his full time to financial planning. He also runs St. Louis Tax & Accounting Services LLC, a tax preparation business, and is licensed with United Health Care to sell Medicare supplement plans, as well as working as a freelance model, dedicating minimal time to the activity.

Employment History
Current Registrations
Prospera Financial Services, INC.
May 2025 - Present · 1 yr 5 mos
Prospera Financial Services, INC.Broker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cutter & Company, INC.
June 2002 - May 2025 · 22 yrs 11 mos
Cutter & Company, INC.Broker
May 2002 - May 2025 · 23 yrs
Ffp Securities, INC.Broker
January 1995 - May 2002 · 7 yrs 4 mos
Metlife Securities INC.Broker
January 1993 - November 1994 · 1 yr 10 mos
Metropolitan Life Insurance CompanyBroker
January 1993 - November 1994 · 1 yr 10 mos
Walnut Street Securities, INC.Broker
June 1992 - December 1992 · 6 mos
Hibbard Brown & CO., INC.Broker
May 1991 - May 1992 · 1 yr
State Registrations4 states
AZFLILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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