MN
MN
Maria Nicholas is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8383 Preston Center Plaza, Suite 400, Dallas, TX, 75225
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Regulatory History (2)
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Customer Dispute
May 2009Denied
Employment Separation After Allegations
May 1999Other Business Activities
Maria serves on the advisory board for Camp Magic and is the President of EMMN LLC. She also serves as a board member for Park City Club, spending minimal time outside business hours in an advisory capacity.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 1999 - April 2007 · 7 yrs 6 mos
Morgan Stanley Dw INC.Broker
October 1999 - April 2007 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - June 1999 · 7 yrs 11 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAIDILKYLAMAMDMEMIMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.