GG
GG
George Galanis is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
5001 Spring Valley Road, Suite 900W, Dallas, TX, 75244
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009Denied
Customer Dispute
March 2003Closed-No Action
Other Business Activities
George owns rental property for asset diversification purposes. This activity is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.Broker
April 2001 - January 2009 · 7 yrs 9 mos
UBS Financial Services INC.
April 2001 - January 2009 · 7 yrs 9 mos
Morgan Keegan & Company, INC.Broker
January 1998 - May 2001 · 3 yrs 4 mos
Dain Rauscher IncorporatedBroker
January 1998 - January 1998 · 0 mos
Rauscher Pierce Refsnes, INC.Broker
July 1994 - January 1998 · 3 yrs 6 mos
Painewebber IncorporatedBroker
February 1992 - July 1994 · 2 yrs 5 mos
State Registrations27 states
AKARAZCACOFLGAILINKSLAMDMNMOMTNCNMNVNYOHOKORTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.