TrueAdvisor
TrueAdvisor
DJ
DJ

David Johnson

Prospera Financial Services, INC.
35 Years of Experience
Buckeye, AZ
1 DisclosureBroker
View SEC Summary
View SEC Summary

David Johnson is a registered investment advisor at Prospera Financial Services, INC., based in Buckeye, AZ, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4252 N Verrado Way, B101, Buckeye, AZ, 85396

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2004
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the founder/managing partner of Johnson Wealth Management, dedicating nearly full-time hours to overseeing the practice. He also serves as Board Chairman for Genesis College and Seminary and as a board member for Rotary Club of Verrado, AZ, dedicating minimal time to each.

Employment History
Current Registrations
Prospera Financial Services, INC.
December 2020 - Present · 5 yrs 10 mos
Prospera Financial Services, INC.Broker
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2019 - December 2020 · 1 yr 3 mos
Summit Financial Group INC
August 2005 - December 2020 · 15 yrs 4 mos
Summit Brokerage Services, INC.Broker
June 2004 - September 2019 · 15 yrs 3 mos
Linsco/private Ledger CORP.
December 1997 - June 2004 · 6 yrs 6 mos
Linsco/private Ledger CORP.Broker
October 1997 - June 2004 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1994 - November 1997 · 3 yrs 3 mos
Asb Financial ServicesBroker
June 1991 - August 1994 · 3 yrs 2 mos
State Registrations25 states
ARAZCACOCTFLGAHIIDKYNCNDNENVOHOKORPASDTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Buckeye, AZ →All financial advisors in Arizona →