David Findlow is a CFP-designated registered investment advisor, based in Lone Tree, CO, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
10375 Park Meadows Dr, Suite 525, Lone Tree, CO, 80124
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ifp Securities, LLC
April 2026 - Present · 6 mos
Ifp Securities, LLCBroker
April 2026 - Present · 6 mos
Independent Financial Partners
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2008 - April 2021 · 12 yrs 10 mos
Charles Schwab & CO., INC.Broker
June 2008 - April 2021 · 12 yrs 10 mos
Strategic Advisers, INC.
January 1999 - May 2008 · 9 yrs 4 mos
Fidelity Brokerage Services LLCBroker
July 1991 - May 2008 · 16 yrs 10 mos
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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