KF
KF

Kevin Fay

35 Years of Experience
Paramus, NJ
1 DisclosureBroker

Kevin Fay is a registered investment advisor at Wells Fargo Advisors, based in Paramus, NJ, with 35 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

461 From Road, Suite 101, Paramus, NJ, 07652

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History

Regulatory History (1)
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Employment Separation After Allegations
June 2008
Other Business Activities

Kevin serves as a trustee for his mother's trust, which is investment-related. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2020 - Present · 6 yrs 4 mos
Wells Fargo Advisors
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Oppenheimer & CO. INC.
August 2008 - July 2020 · 11 yrs 11 mos
Oppenheimer & CO. INC.Broker
July 2008 - July 2020 · 12 yrs
Citigroup Global Markets INC.Broker
June 2008 - June 2008 · 0 mos
Citigroup Global Markets INC.
June 2008 - June 2008 · 0 mos
Morgan Stanley & CO. Incorporated
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
July 1991 - April 2007 · 15 yrs 9 mos
State Registrations11 states
AKCADEFLGAKYNJNVNYSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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