AR
CFP
AR
CFP

Alan Rizzuto

37 Years of Experience
Paramus, NJ
Broker

Alan Rizzuto is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Paramus, NJ, with 37 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

461 From Road, Suite 101, Paramus, NJ, 07652

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan serves as a trustee for his brother-in-law's trust. This investment-related activity requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
February 2009 - Present · 17 yrs 8 mos
Wells Fargo Clearing Services, LLC
February 2009 - Present · 17 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
May 2002 - February 2009 · 6 yrs 9 mos
UBS Financial Services INC.Broker
December 1999 - February 2009 · 9 yrs 2 mos
Salomon Smith Barney INC.Broker
July 1993 - December 1999 · 6 yrs 5 mos
Lehman Brothers INC.Broker
June 1990 - July 1993 · 3 yrs 1 mo
Prudential-Bache Securities INC.Broker
June 1989 - June 1990 · 1 yr
State Registrations38 states
AZCACOCTDCDEFLGAIAIDILINKYMAMDMEMIMNMOMTNCNENHNJNVNYOHORPARISCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors