Charles Sleeth
Charles Sleeth is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Charlotte, NC, with 32 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3700 South Blvd., Ste. 400, Charlotte, NC, 28209-2394
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles works as a Financial Advisor for Skyla Federal Credit Union, performing similar duties to his role at Ameriprise. This takes about a quarter of his time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Principal Advised Services
Principal Securities, INC.
Principal Securities, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
E*trade Securities LLCBroker
Harrisdirect LLC
Harrisdirect LLCBroker
First Union Brokerage Services, INC.Broker
Twentieth Century Securities, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations26 states
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