Joel Rizzo
Joel Rizzo is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
50 California St, San Francisco, CA, 94111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
Rsm Mcgladrey, INC.
H&r Block Financial Advisors, INC.Broker
UBS Painewebber INC.Broker
Investec Ernst & CompanyBroker
Stuart, Coleman & CO., INC.Broker
Gkn Securities CORP.Broker
Investors Associates, INC.Broker
Barington Capital Group, L.P.Broker
Oscar Gruss & Son, IncorporatedBroker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Berkeley Securities CorporationBroker
State Registrations17 states
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